Privacy Policy.

Our Commitment

Collection of Information

Disclosure of Information

Protection of Information

Innovatum Capital Partners, LLC. (Innovatum) has a long-standing policy of protecting the confidentiality and security of information Innovatum collects about its customers. Innovatum will not share non-public personal information about you (“Information”) with third parties without your consent, except for the specific purposes described below. This notice describes the Information Innovatum may gather and the circumstances under which Innovatum may share it.

This Privacy Policy applies to financial products or services provided by Innovatum, used primarily for personal, family or household purposes (not business purposes) by Innovatum’s customers (former, present and future).

Innovatum reserves the right to change this Privacy Policy. The examples contained within this Privacy Policy are illustrations and they are not intended to be exclusive. This notice complies with Federal law and SEC regulations regarding privacy. You may have additional rights under other foreign or domestic laws that may apply to you.

Innovatum collects and uses the Information to deliver superior service to you. Such service includes maintaining your accounts with Innovatum, processing transactions requested by you and administering Innovatum’s business. Innovatum gets most Information directly from you when you apply for, access and use financial products and services offered by Innovatum – whether in person, by telephone or electronically. Innovatum may verify this information or get additional information, including creditworthiness or credit history, from other financial institutions or service providers with whom you may have authorized to provide such information and/or consumer reporting agencies, verification services or public sources. This Information may relate to your finances, employment, avocations or other personal characteristics, as well as interactions with or through Innovatum or others.

Innovatum may not disclose Information about you to affiliates or nonaffiliated third parties except as permitted by law or consented to by you. For example, Information may be disclosed:

  • In connection with Innovatum’s administration and operations and Innovatum’s products and services,
  • To Innovatum’s brokers, attorneys, accountants, auditors, administrators or other service providers;
  • To respond to a subpoena or court order, judicial process or governmental or regulatory inquiry (including regarding money laundering);
  • In connection with a proposed or actual sale, merger, or transfer of all or a portion of Innovatum’s business;
  • To protect or defend against fraud, unauthorized or violative transactions (such as money laundering violations), law suits, claims or other liabilities; and
  • To assist in offering Innovatum-affiliated products and services to you.

The foregoing may include responses to inquiries for purposes of compliance with anti-money laundering and anti-terrorist due diligence, disclosure or reporting requirements. Except in those specific, limited situations, without your consent, Innovatum does not make disclosures of Information to other companies who may want to sell their products or services to you. For example, Innovatum does not sell customer lists and will not sell your name to a catalogue company. It is Innovatum’s general policy to require all third parties, other than your broker, that are to receive any Information to sign strict confidentiality agreements.

Innovatum maintains physical, electronic and procedural safeguards that comply with federal standards to protect customer information. Innovatum restricts access to the personal and account information of customers to those employees who need to know that information in the course of their job responsibilities.

If you desire to review any file Innovatum may maintain regarding your Information, please contact your broker. If you or your broker notifies Innovatum that any Information is incorrect, Innovatum will review it. If Innovatum agrees, Innovatum will correct its records. If Innovatum does not agree, you may submit a short statement of dispute, which Innovatum will include in future disclosures of the disputed Information. Information collected in connection with, or in anticipation of, any claim or legal proceeding will not be made available.